Securities and Investment Litigation and Arbitration

Securities and Investment Litigation and Arbitration

With few exceptions, stockbrokers, investment advisors, and insurance agents act as fiduciaries for their clients. Therefore, they are required to place the interests of their clients ahead of their personal goals. When individuals are harmed by the misconduct of their financial or insurance professionals, they may have grounds for a breach of fiduciary duty claim or other legal claims arising from their advisor’s conduct.

Common Types Of Securities And Investment Misconduct

Consult with an Experienced Attorney

The attorneys of Gaslowitz Frankel have years of expertise in handling the complex issues surrounding securities and investment misconduct and disputes. For trusted legal guidance, consult with the attorneys of Gaslowitz Frankel.